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Ancestors |
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From the earliest moments
of human history, thoughtful men and women have struggled with the
tension between the continuous, ever changing stream of sensation
and the discrete and unchanging concepts with which language and memory
records it. Throughout history, there have been those who concerned
themselves more with the sensations, and those who cared more about
the concepts. Plato (ca 428 -347), for example, is the archetype of those who
favored concepts over sensations, arguing that all sensations -- all
the information we receive from the world around us through our senses
-- are errors, misinformation designed to lead us away from the truth.
The truth, according to Plato, is stable,
unchanging, perfect, and cannot be learned from studying our experiences.
Truth resides not in this world, but in an ideal world, a world of
ideas, where only abstract, perfect and unchanging concepts --concepts
like “truth”, “beauty”, “justice”, along
with abstract, perfect, immaterial circles, triangles, and other perfect
geometric figures. Plato suggests that we once resided in that perfect
world, but were cast out due to a fundamental sin we committed in
the darkest regions of the past. We are now imprisoned in this world
of illusions, and we can learn nothing from observing it; rather our
sensations will lead us away from the truth. The best we can hope
is that we can remember something from our previous sojourn in the
world of ideas, but to do so we must close ourselves off from the
distractions of this world of illusion and change.
Not all Greeks abided by Plato's injunction to avoid careful study
of the world of experience.
Aristarchus
of Samos (ca 310-430 BC), for example, who is often considered
the first person to suggest that the sun, and not the earth, was at
the center of the solar system, developed methods to measure the size
of the earth, moon and sun, and the distances among them, although
his primitive instrumentation led him to underestimate these distances
greatly. Aristarchus was himself a representative of a community of
scientists and mathematicians including Egyptian and Babylonian astronomers,
architects, and engineers who understood that measurement is always
and only a process of comparison to a standard. As
Edna
Kramer (1902-1984) remarks, “All measurement, whether
it is concerned with distance or time or weight or electric current
or intelligence or beauty, is merely comparison with a standard.”1
This distinction between the platonists
-- those who believe that knowledge is absolute, categorical and certain,
and the scientists -- those who believe knowledge is comparative,
relative and uncertain -- is the most fundamental distinction in epistemology. |
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Plato's World |
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In Plato's world, knowledge,
represented by the Greek word episteme, is perfect, unchanging,
categorical and hierarchical. It is not derived from empirical study
of the world we live in, but rather recollected from our experiences
in the world of ideas before our fall from grade. The latinization
of Plato’s concept of education comes from the Latin word ducere
(to lead) and e (from, out of) expresses Plato’s belief
that knowledge is found within the mind, not in the world. Plato’s
student, Aristotle (384-322 BC), agreed with Plato that knowledge
was perfect, unchanging, categorical and hierarchical, but did not
agree that the source of knowledge was some idealized world of ideas,
but rather the world itself. Instead, Aristotle asserted that all
existing things were made of two principles; primary
matter and substantial form. Matter is restless, constantly
changing, indefinite, and has no characteristics apart from its
restlessness. Form is absolute, unchanging and perfect. It is matter
which makes a thing exist, but it is form which makes it what it
is (to ti isti, later translated to the Latin essence.)
When we observe nature, it is these forms
which we abstract from our experience, and these abstract, unchanging
and perfect forms are the object of our knowledge. The object of
knowledge is the same for Aristotle as for Plato, but its origin
is this world rather than the world of ideas. The continuous change
we observe is simply the everlasting process of restless matter
throwing off and taking on forms, which are themselves unchanging
and absolute.
In this absolute world of perfect forms,
a man is a man because he has the form “man.” (Aristotle
always said “man,” because he did not believe women were
human, but rather a domesticated animal like a dog or cat.) Aristotle
also invented a method of reasoning within this categorical system
called the syllogism, a system based on patterns of inclusion in
sets of nested categories. In the illustration, Arnold Schwarzenegger,
Michael Jackson, Frederick Chopin and Wolfgang Mozart are all members
of the category “All Men,”, and all men are members of
the category “mortal” ,
therefore Arnold, Michael, Frederick and Wolfgang are also members
of
the category “mortal”.
In the Aristotelian model, it doesn’t
make sense to consider the extent
to which each of these men exhibits the characteristics of manhood,
since the system is absolute and categorical. The form “man”
in Aristotle’s system has the attributes “rational”
and “animal.” Insofar as he is a man, every man is identically
rational and animal. The form “man” is unchanging and
perfect. We abstract the meaning of “man” from our observation
of many individual men, and, although the restlessness of the primary
matter which establishes their existence obscures the perfection
and changeless nature of the form “man,” we are able to
form a concept of the pure form independent of its manifestation
in any individual. |
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The World of Science |
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In addition to the word
“episteme”, which meant a knowledge at once abstract, perfect
and unchanging, the Greeks had another word, “scia”, which
represented another kind of knowledge, the comparative, practical,
changing and relativistic knowledge one could gain about the world
of everyday experience. Both Plato and Aristotle considered this an
inferior kind of knowledge, one that was appropriate to lesser human
beings, such as tradesmen, carpenters, brickmasons, and the like,
and not to the highest men, the philosophers. It is this kind of knowledge
that is embraced by the world of science. Plato and Aristotle’s
predecessors, particularly the Sophists,
believed that no certain knowledge could come from the world of experience,
and that all knowledge about the world of experience was relative
and uncertain.
In sharp contrast
to the absolute, categorical and hierarchical world of Plato and Aristotle,
the world of science is relative and comparative. An object is not
large, but large compared to some other thing. A work of art is not
beautiful in an absolute sense, but it is more or less beautiful than
some standard. And men are more or less rational or more or less animal
compared to other men, rather than in an absolute sense. Furthermore,
the world of science, being based on observations made by fallible
humans on changing and evanescent phenomena is always subject to uncertainties
of measurement and subject to revision by later, more precise observations.
As Einstein
says, “as far as the laws of mathematics refer to reality, they
are not certain; and as far as they are certain, they do not refer
to reality.”
It goes without saying that the Platonic model,
which recommends isolation from the world of experience, is not suitable
to the development of an empirical science. Aristotle’s rejection
of Plato’s antipathy for empirical observation was not in itself
enough to overcome the problem, however, because it retains the idea
that the goal of science is absolute, categorical, unchanging truth.
The development of physical science as we know it required the rejection
of Aristotle’s categorical, syllogistic model and the development
of the comparative model. Although early Egyptian, Babylonian, Assyrian,
Hindu and other architects and astronomers used comparative measurements,
most writers mark the beginning of serious, self-conscious science
in the modern sense with Galileo Galilei (1554-1642).
Galileo’s experimental work is filled
with outstanding examples of the comparative method of measurement.
His experiments with buoyancy, for example, show him adding enough
salt to a glass container of water so that a pea will float midway
between the top and bottom of the water. Adding 1 pinch of salt will
cause the pea to rise “3 finger breadths.” Here Galileo
is comparing the distance the pea rises to the width of his fingers.
He is alleged to have observed the swinging of chandeliers in church
and timed them against his pulse beat. In
his even more famous experiment with falling bodies, Galileo rolled
a ball down a groove in an inclined plane. As he did so, he hummed a rhythmic song, and marked
the position of the rolling ball on the beats with chalk. He then
placed movable
frets across the chalk marks, then rolled the ball repeatedly,
adjusting the positions of the frets until the ball bumped over them
exactly on the beats. He then had only to measure the distances among
the frets to determine how far the ball fell in equal intervals, and
from this he was able to deduce the exponential law of falling bodies.
In this case he is comparing distances fallen to the rhythmic pulse
of music. |
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Galilean Transformations and Standards of Measure |
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The sophists believed
not only that observations and their resulting knowledge were relative,
but also that they were personal and individualistic, so that the
observations of one observer need not correspond to the observations
of any other. This radical individuality of knowledge was at the
base of the sophists' belief that no knowledge was possible, but
only opinion. The goal of science, however, is not a personal, idiosyncratic
knowledge unique to each individual, but rather a public, shared,
objective knowledge about which all observers agree. If Galileo
and another observer compare motions of any object to their respective
pulse beats, they will disagree to the extent that their pulse rates
are not the same. If the observations made while comparing some
motion to the pulse beat of the observer reveals something exciting,
the excited observer’s pulse rate will increase and change
the outcome unpredictably.
In order for observations to be compared
across observers, the comparative method requires that those observers
use the same comparative standard, or else understand the relationships
among various different standards. If observers measure the distance
rolled down an inclined plane while singing different songs, their
observations will not agree. By June 12, 1215, the understanding
that unstandardized measures lay at the root of disagreement and
dispute had gained such currency that the 35th item of the Magna
Charta demands a single, standard set of weights and
measures: “There shall be one measure of wine throughout all
our kingdom, and one measure of ale, and one measure of corn, namely
the quarter of London; and one breadth of dyed cloth, and of russets,
and of halberjects, namely, two ells within the lists. Also it shall
be the same with weights as with measures.” As the understanding
of the role of comparative standards in developing consensus about
observations grew, so did the collective resources devoted to developing
measurement standards. A great milestone in international understanding
was the
International Treaty of the Meter, in 1875, which established
the basis for international agreement as to comparative measurement
standards which continues to this day.
Even though multiple observers make observations
using standardized measurement scales, it’s still possible
for their observations to

disagree solely as a result of the different orientations of their
individual frames of reference. As can be seen in the figure, for
example, an observer at P1 will see, from left to right, A, B, C
in that order, while and observe e at P2 will see the array C,A,B
from left to right. These differences are solely the result of difference
of reference frame, even though both observers are viewing the “same”
three objects.
The situation is even more complicated if
the observers are in motion relative to each other. If an observer
in a train drops a ball, s/he will see the ball drop directly down
to the floor in a straight line. An observer on an embankment next
to the moving train will observe the ball fall in a parabola. Neither
of these is absolutely correct, but the observations of either observer
can be transformed to match the observations of the other by a simple
translation. Even more complicated is the case of observers rotating
relative to one another. If an observer on a merry-go-round drops
a ball, the ball will appear to move off in a straight line from
the center, but, to an observer on the ground, the motion will again
appear more complicated. Here, a rotation will suffice to bring
the two observations into correspondence. It is a great discovery
of classical mechanics that all relative motions due to differences
in reference frames can be transformed away by a combination of
translations, rotations and reflections (galilean transformations.)
It is these sets of standards, along with
developments in the mathematics of transformations across reference
frames, such as the Galilean
Transformation for ordinary space and time, and the Lorenz
Transformation, which solve the problem of idiosyncratic,
individual knowledge that can’t be compared from observer to
observer that so troubled the sophists. By means of standardized
comparative measurements and transformations across individual reference
frames, the experiences of different observers can be compared.
As Einstein says, those about which we agree, we call real. |
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Aristotle’s Social Science |
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While physical scientists
following the methods of Galileo made explosive progress in describing
experience, social scientists continued to work with the antiquated
Aristotelian concepts. Since Aristotle’s model was categorical,
it could not describe processes precisely, which led to some enormous
observational errors. Aristotle theorized, for example, that objects
fell at a rate proportional to their weight, so that a heavy object
would fall faster than a light object. This, of course, is not true,
as Galileo’s law of falling bodies shows, but Aristotle’s
law stood almost 2000 years.
Many
writers make light of the fact that the most learned minds of Europe
and Asia were unable to demonstrate that Aristotle’s Law of Falling
Bodies was false for 2000 years by suggesting that air resistance
can account for the discrepancy; after all, in air,
a feather does fall more slowly than a hammer. But, in fact, the
discrepancy between Aristotle’s law and everyday observation
is enormous. Consider a paper clip that weighs half a gram, and an
encyclopedia that weighs 5 kilograms. The book is 10,000 times heavier
than the paper clip, and Aristotle’s law demands that it fall
10,000 times faster than the paper clip. If one lays the paper clip
on top of the book, and drops the book from the height of a person
standing on a desk, it will be obvious to every observer in the room
that the paperclip remains in contact with the book at all times,
falling at an identical velocity. See these NASA vids showing objects dropped in space too.
How
could this extraordinary disagreement between theory and observation
survive 2000 years? Could it just be that no one made any observations
of falling bodies? Absolutely not. In 1066, at the Battle
of Hastings, gunpowder was introduced into Western warfare. For
the following 500 years, military research enlisted the best minds
of Europe in the analysis of the trajectory of mortar rounds and artillery
shells. Yet it was Galileo who determined that the trajectory of a
projectile was parabolic, almost six hundred years later. It
is unlikely that the military researchers were unmotivated or unintelligent
over that 500 plus year period. Much more likely is that the new comparative
methods of Galileo made it possible to see phenomena that were not
accessible to those using an Aristotelian categorical model. |
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The Comparative Model |
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To illustrate the difference
between the Aristotelian categorical model and the comparative scientific
model, consider the following definition of several men. In the following
questionnaire, respondents are asked to report how dissimilar or “far
apart” some men and attributes are from each other. Since all
measurement is the comparison to some standard, respondents are told
to use the distance between sensitive and strong as a standard dissimilarity,
and to estimate all other dissimilarities as ratios to that standard.
The result is a square matrix of dissimilarities which can be converted
to a spatial representation by well known mathematical procedures.
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Instructions
Please estimate how different or "far apart" each of the
following
words or phrases is from each of the others. The more different,
or further apart they seem to be, the larger the number you should
write. To help you know what size number to write, remember
SENSITIVE AND STRONG ARE 100 UNITS APART
If two words or phrases are not different at all, please write
zero (0). If you have no idea, just leave the space blank.
Thank you very much for your help.
----------------------------------------------------------
SENSITIVE AND STRONG ARE 100 UNITS APART
COL. ----------------------------------------------------------
0102 9-17 RATIONAL and ANIMAL _____
0103 18-26 RATIONAL and STRONG _____
0104 27-35 RATIONAL and SENSITIVE _____
0105 36-44 RATIONAL and ARNOLD S. _____
0106 45-53 RATIONAL and CHOPIN _____
0107 54-62 RATIONAL and MOZART _____
0108 63-71 RATIONAL and MICHAEL J. _____
0109 72-80 RATIONAL and YOURSELF _____
----------------------------------------------------------
SENSITIVE AND STRONG ARE 100 UNITS APART
COL. ----------------------------------------------------------
0203 9-17 ANIMAL and STRONG _____
0204 18-26 ANIMAL and SENSITIVE _____
0205 27-35 ANIMAL and ARNOLD S. _____
0206 36-44 ANIMAL and CHOPIN _____
0207 45-53 ANIMAL and MOZART _____
0208 54-62 ANIMAL and MICHAEL J. _____
0209 63-71 ANIMAL and YOURSELF _____
0304 72-80 STRONG and SENSITIVE _____
----------------------------------------------------------
SENSITIVE AND STRONG ARE 100 UNITS APART
COL. ----------------------------------------------------------
0305 9-17 STRONG and ARNOLD S. _____
0306 18-26 STRONG and CHOPIN _____
0307 27-35 STRONG and MOZART _____
0308 36-44 STRONG and MICHAEL J. _____
0309 45-53 STRONG and YOURSELF _____
0405 54-62 SENSITIVE and ARNOLD S. _____
0406 63-71 SENSITIVE and CHOPIN _____
0407 72-80 SENSITIVE and MOZART _____
----------------------------------------------------------
SENSITIVE AND STRONG ARE 100 UNITS APART
COL. ----------------------------------------------------------
0408 9-17 SENSITIVE and MICHAEL J. _____
0409 18-26 SENSITIVE and YOURSELF _____
0506 27-35 ARNOLD S. and CHOPIN _____
0507 36-44 ARNOLD S. and MOZART _____
0508 45-53 ARNOLD S. and MICHAEL J. _____
0509 54-62 ARNOLD S. and YOURSELF _____
0607 63-71 CHOPIN and MOZART _____
0608 72-80 CHOPIN and MICHAEL J. _____
----------------------------------------------------------
SENSITIVE AND STRONG ARE 100 UNITS APART
COL. ----------------------------------------------------------
0609 9-17 CHOPIN and YOURSELF _____
0708 18-26 MOZART and MICHAEL J. _____
0709 27-35 MOZART and YOURSELF _____
0809 36-44 MICHAEL J. and YOURSELF _____
---------------------------------------------------------- |
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Figure 2 is the spatial
representation of responses to the questionnaire constructed by the
Galileo
computer program and displayed with ThoughtView™
The dimensions (x,y and z) are the principle axes of the configuration
of points. In the map shown in Figure 2, objects are close to other
objects that are like them, and far from objects from which they differ.
Direction (up, down, left right, in, out) is of no significance. The
grid is supplied only to help visualize the distances among the objects,
and has no other significance. The orientation of the space is also
of no significance, so it doesn’t matter which objects are at
the top, or how far from the grid they are. The inter point distances
are invariant under rotation, translation and reflection, so turning
the space upside down or sideways does not affect it’s meaning.

Figure 2: Galileo Map of Men and Attributes
As can be seen in the map in Figure 2, this
representation of men is fundamentally different from the Platonic/Aristotelian
view. First, it is comparative rather than categorical. The various
men are more or less “rational” and more or less “animal”
depending on how close they are to those terms in the map. Mozart
and Chopin are closer to “sensitive” and “rational”
than the other men, while Arnold is closer to “strong”
and “animal” than the other men. It is fundamentally relative,
since we can only say two men or attributes are “far apart”
compared to some other dissimilarity. Secondly, it is based entirely
on the observations of the respondents, and represents their experience
rather than objective truth. Third, it is subject to uncertainty
and changes, since all measurements contain some degree of error,
however, small, and represent a snapshot of a world in flux.

Figure 4: Regions of Uncertainty around Concept Locations
Figure 4 shows the same space as Figure
Three, but each concept is surrounded by a cube that represents
the standard error of the estimate of its coordinates. Statistically
speaking, there is about a 68% likelihood that the concept is located
within its corresponding cube. As more and more measurements are
added, these cubes can be made as small as desired, but they can
never be made zero; in this sense, there is always some uncertainty
about exactly where each concept is located.

Figure 5: Distances between 5 men and four attributes
Although the comparative method gives up
the hope of being perfect, absolute and unchanging, it is, in fact,
much more informative that the categorical model. First, each man
is defined relative to the several attributes selected here, and
defined as having more or less of them, rather than having them
or not, as the categorical model demands. (See Figure 5.) This model
is much more informative than the categorical model, which can only
say whether a man has an attribute or doesn’t. While it can
never be perfectly accurate, it can be made more and more
precise without limit.
Secondly, the comparative model allows for
the comparison of observations of multiple observers. In a categorical
model, people chop up the continuous flow of experience into categories,
which they name. But it is well known that different cultures, languages
and even individuals break up their experiences differently, and
that some will call “orange” what others call “red,”
just as some will say “potato” and others “potahto.”
These differential reference frames influence both the perception
of the world and any communication about it, so it is impossible
to compare the experiences of any two observers.
Consider the case of emotions. One native
English speaker defined the principle human emotions as the following:
FEAR, LOVE, HAPPINESS, JOY, ANGER, HATE, SADNESS, SORROW, ANXIETY
, JEALOUSY , and LUST. A native Hindi speaker defined the basic
human emotions as: DAR, PREM, KHUSHI, AANAND, KRODH, GHRINAA, UDASEE,
DUKH, CHINTA, JALAN and VAASNA. Are these the same? Native English
speakers disagree about the meaning of the English words, as native
Hindi speakers do about the Hindi words. Anyone not bilingual in
English and Hindi has no hope of comparing the two lists, or the
emotions of the two people who made the lists.
Using a Galileo complete pair comparison questionnaire
like the one used for men, above, it’s possible to ask each
respondent to compare each emotion to all the others, and him/herself
to each of the emotions (i.e., reporting “how close” s/he
is to each of the emotions). The result will be an emotional space
for the English speaker, and another for the Hindi speaker:

Figure 6: Emotions of an English Speaker Figure 7: Emotions of a
Hindi Speaker
In these maps, as with the map of men
and their attributes, the respondents are closer to the emotions
to the extent that they are experiencing them, and the emotions
are close to other emotions that are similar to them and far from
those that are seen to be different. Within each map it is therefore
possible to compare each emotion to every other emotion, and to
see the relationship of the individual (MYSELF or MA) to each of
the emotions.
It is not possible, however, to compare
the maps to each other, because the maps do not share a common orientation.
We are accustomed to the idea that the top of most geographic maps
is always oriented to the North, but it was not always so. This
convention developed over centuries of cartography, and represents
a conventional agreement among mapmakers. No such convention exists
for Galileo maps, so the orientation of each map is arbitrary.
This problem is easily solved, however.
Since Galileo coordinates are made by exactly the same procedures
as ordinary scientific practice, the lessons learned by Galileo
and his successors apply to Galileo maps as well. Any set of Galileo
coordinates can be transformed onto any other set of Galileo coordinates
by a combination of rotations, translations and reflections. Using
the Galileo program Microrot, the coordinates of the English speaker
and the Hindi speaker can be projected onto the same coordinate
reference frame, as figure 8 shows:

Figure 8: English and Hindi words for 11 emotions.
As in all Galileo spaces, the closer two
words are, the more nearly they mean the same thing (two words at
exactly the same point would be identical.) Within the Galileo frame
of reference, differences in apparent meaning due to different reference
frames can be transformed away and true2
differences can be expressed on common reference frames. |
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1
Kramer, Edna E., The Main Stream of Modern Mathematics, The Scholar’s
Bookshelf, Princeton, NJ, 1988, p.42
2 “True”
differences are differences not due to effects of differential reference
frames, and not “true” in a platonic sense.
page updated
May 30, 2012
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